Spin-Wave Dispersion and Magnons
Statement
For the nearest-neighbour Heisenberg ferromagnet \(\hat H=-J\sum_{\langle ij\rangle}\hat{\mathbf S}_i\cdot\hat{\mathbf S}_j\) with \(J>0\) and spin \(S\), the Holstein–Primakoff transformation maps low-lying excitations onto free bosons (magnons) with dispersion \(\hbar\omega_{\mathbf k}=2JS z\,[1-\gamma_{\mathbf k}]\), where \(z\) is the coordination number and \(\gamma_{\mathbf k}=\frac{1}{z}\sum_{\boldsymbol\delta}e^{i\mathbf k\cdot\boldsymbol\delta}\). In the long-wavelength limit \(\hbar\omega_{\mathbf k}=D k^2\) with stiffness \(D=2JSa^2\) (simple cubic), and the resulting thermal magnon population reduces the spontaneous magnetisation as \(\Delta M/M_0\propto T^{3/2}\): the Bloch \(T^{3/2}\) law.
Why it matters
Spin waves are the elementary excitations of an ordered magnet, the magnetic analogue of phonons. They set the low-temperature thermodynamics of ferromagnets, and their quantisation into magnons underpins magnonics, spin-transport, and inelastic-neutron-scattering spectroscopy of magnetic materials.
The derivation is also a template for how a strongly interacting quantum many-body system — spins that do not commute and live in a finite Hilbert space — becomes, at low excitation density, a gas of nearly free bosonic quasiparticles. The Bloch law was one of the first quantitative triumphs of that picture and remains the textbook demonstration that broken continuous symmetry produces gapless Goldstone modes.
Assumptions
Derivation
Result
Reading. Low-energy excitations of a ferromagnet are gapless, quadratically dispersing magnons — collective spin precessions. Populating them thermally tilts spins away from full alignment, so the spontaneous magnetisation falls from its \(T=0\) value \(M_0=g\mu_B S/v_0\) as \(T^{3/2}\), not exponentially and not linearly. The prefactor is fixed by the spin stiffness \(D\), i.e. by the exchange \(J\).
Units check. \([JS]=\)energy, so \(\hbar\omega_{\mathbf k}=2JSz(1-\gamma_{\mathbf k})\) is an energy (\(\gamma_{\mathbf k}\) dimensionless). \([D]=[JSa^2]=\)energy\(\times\)length\(^2\), so \(Dk^2\) is an energy. In \(\Delta M/M_0\), \(k_BT/(4\pi D)\) has units (energy)/(energy·length\(^2\))\(=\)length\(^{-2}\); raised to \(3/2\) gives length\(^{-3}\), matching \(\zeta(3/2)/S\) being dimensionless times a number density — consistent with \(\Delta M/M_0\) dimensionless after dividing by the site density \(1/v_0\).
Limiting cases
- \(k\to0\): \(\hbar\omega_{\mathbf k}\to Dk^2\to0\) — gapless Goldstone mode, the uniform precession (\(\mathbf k=0\)) costs zero energy because a global spin rotation is a symmetry.
- \(\mathbf k\) at zone boundary: \(\gamma_{\mathbf k}\to-1\) (bipartite), \(\hbar\omega_{\max}=4JSz/2=2JSz\cdot\!(1-\gamma)\) reaches its band top \(\sim 4JSz\)-scale, of order the exchange energy per bond.
- \(S\to\infty\): quantum corrections \(\propto1/S\) vanish; linear spin-wave theory becomes exact and \(\Delta M/M_0\propto1/S\to0\) — the classical limit.
- \(T\to0\): \(\Delta M/M_0\to0\) as \(T^{3/2}\); exponentially few magnons if a gap were present, but here power-law because gapless.
- Large \(D\) (stiff magnet, big \(J\)): magnons are expensive, \(\Delta M\) suppressed, high Curie temperature.
Breaks when
- Two or fewer dimensions. The magnon occupation integral \(\int d^dk/(e^{Dk^2/k_BT}-1)\sim\int k^{d-1}dk/k^2\) diverges at \(k\to0\) for \(d\le2\): infinitely many long-wavelength magnons destroy order at any \(T>0\) (Mermin–Wagner). No spontaneous magnetisation, no Bloch law.
- Elevated temperature / near \(T_C\). \(\langle\hat n\rangle\) is no longer \(\ll2S\); the neglected quartic magnon–magnon interactions and the HP square-root corrections matter, the free-boson spectrum breaks down, and \(M(T)\) crosses over to critical behaviour \(\propto(T_C-T)^\beta\) rather than \(T^{3/2}\).
- Antiferromagnet / frustrated exchange. The fully polarised state is not the ground state; expanding HP about it gives imaginary frequencies. One must expand about the Néel state and Bogoliubov-diagonalise, yielding linear \(\omega\propto k\) dispersion and a \(T^{3}\) (3D) magnetisation correction instead.
- Long-range dipolar or anisotropy terms. These open a gap \(\Delta\) at \(k=0\); for \(T\ll\Delta/k_B\) the population is exponentially suppressed \(\sim e^{-\Delta/k_BT}\), replacing the \(T^{3/2}\) power law.
Failure modes
- Sign/normal-ordering slip: writing \(\hat S^z=S+\hat a^\dagger\hat a\) instead of \(S-\hat a^\dagger\hat a\); magnons must remove alignment, so the deviation number carries a minus sign.
- Keeping the quartic term in linear theory: retaining \(\hat n_i\hat n_j\) at "quadratic order" — it is quartic in bosons and belongs to the interaction, not the free spectrum.
- Dropping the diagonal hopping: forgetting the \(+\hat a_i^\dagger\hat a_i\) piece from \(\hat S_i^z\hat S_j^z\) so that \(\omega_{\mathbf k}\propto-\gamma_{\mathbf k}\) alone — this gives a spurious gap at \(k=0\) and violates Goldstone.
- Using \(T^{3/2}\) for an antiferromagnet whose magnons disperse linearly (\(T^3\) law) — confusing the two universality classes.
- Treating magnons as fermions: applying Fermi–Dirac; magnons are bosons (\(\Delta S^z=\pm1\) integer), Bose–Einstein is mandatory.
- Forgetting the \(1/z\) in \(\gamma_{\mathbf k}\) or miscounting neighbours, which mis-scales the stiffness \(D\).
Discussion
The physical content of the Holstein–Primakoff map is that a spin deviation — one unit of \(S^z\) lost — behaves like a boson. Because spins on different sites commute, these deviations can pile up independently, and at low density they scarcely notice each other: the magnet becomes a dilute Bose gas. The dispersion \(\hbar\omega_{\mathbf k}\propto1-\gamma_{\mathbf k}\) is exactly the lattice structure factor of the exchange, so measuring \(\omega_{\mathbf k}\) by inelastic neutron scattering directly maps out \(J\) and the range of the interaction.
The gapless quadratic form is not an accident. Rotating every spin uniformly is a symmetry of \(\hat H\), so the \(\mathbf k=0\) mode costs nothing — this is Goldstone's theorem in action. The quadratic (rather than linear) dispersion is special to the ferromagnet: because the order parameter (total \(S^z\)) is itself a conserved quantity, the two would-be Goldstone modes combine into a single mode with \(\omega\propto k^2\), unlike the antiferromagnet where \(\omega\propto k\). This quadratic law is precisely what feeds the density of states \(g(\omega)\propto\omega^{1/2}\) and produces the \(T^{3/2}\) exponent (contrast \(T^3\) for linear magnons or Debye phonons in 3D).
Beyond linear theory, the \(1/S\) expansion generates magnon–magnon interactions from both the quartic \(\hat n_i\hat n_j\) term and the HP square-root corrections. Dyson showed that for the ideal Heisenberg ferromagnet these produce no correction to the leading \(T^{3/2}\) term; the first interaction correction enters at order \(T^{5/2}\) (kinematic and dynamical parts partly cancel — the celebrated Dyson result). The full low-temperature series is \(\Delta M/M_0=a_{3/2}T^{3/2}+a_{5/2}T^{5/2}+\cdots\), and modern spin-wave theory recovers it systematically via a Dyson–Maleev or careful Holstein–Primakoff bookkeeping. That the awkward, non-polynomial square-root operator nonetheless yields a controlled asymptotic expansion is one of the subtler points of the subject.
Common misconceptions. (i) The Bloch law is not mean-field: Weiss theory predicts \(\Delta M/M_0\propto e^{-\Delta/k_BT}\) or a \(T^2\) form and misses the true \(T^{3/2}\), because it ignores the collective low-energy magnons. (ii) A magnon is not "one flipped spin" localised on a site; it is a coherent superposition — a wave of small precession spread over the whole lattice, carrying a single quantum \(\Delta S^z=-1\) collectively. (iii) The \(T^{3/2}\) law describes the approach to saturation at low \(T\), not the behaviour near \(T_C\), where critical fluctuations take over.
Worked examples
Reading. A meV-scale magnon — squarely in the range probed by cold-neutron spectrometers. The quadratic estimate slightly overshoots the true zone-interior value, where \(1-\gamma_{\mathbf k}\) bends below \(k^2\).
Units check. J·m\(^2\times\)m\(^{-2}=\)J. Good.
Reading. At 5 K, roughly 2% of the saturation magnetisation is lost to thermal magnons — consistent with EuO's \(T_C\approx69\ \text{K}\), so 5 K is deep in the ordered, Bloch-law regime. Doubling \(T\) would raise the loss by \(2^{3/2}\approx2.83\).
Units check. \((\text{m}^{-2})^{3/2}=\text{m}^{-3}\), times \(\text{m}^3\) gives a pure number; \(\zeta(3/2)/S\) dimensionless. \(\Delta M/M_0\) dimensionless. Good.
Problems
- Show explicitly that the linearised HP operators \(\hat S^+=\sqrt{2S}\,\hat a\), \(\hat S^-=\sqrt{2S}\,\hat a^\dagger\), \(\hat S^z=S-\hat a^\dagger\hat a\) reproduce \([\hat S^+,\hat S^-]=2\hat S^z\) only up to \(O(1/S)\) corrections, and identify the neglected term.
Solution
\([\hat S^+,\hat S^-]=2S[\hat a,\hat a^\dagger]=2S\). The exact requirement is \(2\hat S^z=2S-2\hat a^\dagger\hat a\). So the linear map gives \(2S\) instead of \(2S-2\hat a^\dagger\hat a\); the missing \(-2\hat a^\dagger\hat a\) is exactly the term restored by the square-root factor \(\sqrt{1-\hat n/2S}\). It is negligible when \(\langle\hat n\rangle\ll S\), i.e. relative error \(O(\langle\hat n\rangle/S)\). The full HP operators satisfy the algebra exactly. - For a body-centred-cubic lattice (\(z=8\), neighbours at \((\pm1,\pm1,\pm1)a/2\)), compute \(\gamma_{\mathbf k}\) and the small-\(k\) stiffness \(D\).
Solution
\(\gamma_{\mathbf k}=\frac18\sum_{\pm\pm\pm}e^{i(\pm k_x\pm k_y\pm k_z)a/2}=\cos\frac{k_xa}{2}\cos\frac{k_ya}{2}\cos\frac{k_za}{2}\). Small \(k\): \(\gamma_{\mathbf k}\approx1-\frac{a^2}{8}(k_x^2+k_y^2+k_z^2)=1-\frac{a^2k^2}{8}\). Then \(\hbar\omega=2JSz(1-\gamma)=2JS\cdot8\cdot\frac{a^2k^2}{8}=2JSa^2k^2\), so \(D=2JSa^2\) — same functional form as simple cubic, but with the bcc \(a\) and \(J\). - The magnon specific heat. From \(U=\sum_{\mathbf k}\hbar\omega_{\mathbf k}\langle\hat n_{\mathbf k}\rangle\) with \(\hbar\omega=Dk^2\), show \(C_V\propto T^{3/2}\) and find the exponent's origin.
Solution
\(U=\frac{V}{(2\pi)^3}\int d^3k\,\frac{Dk^2}{e^{Dk^2/k_BT}-1}\). Sub \(x=k\sqrt{D/k_BT}\): \(U\propto D\left(\frac{k_BT}{D}\right)^{5/2}\int\frac{x^4dx}{e^{x^2}-1}=A\,T^{5/2}\). Then \(C_V=\partial U/\partial T=\frac52 A\,T^{3/2}\propto T^{3/2}\). The exponent comes from the density of states \(g(\omega)\propto\omega^{1/2}\) of a 3D quadratic dispersion: \(g(\omega)d\omega\sim k^2dk\sim\omega^{1/2}d\omega\). (Contrast phonons: \(\omega\propto k\) gives \(g\propto\omega^2\) and \(C_V\propto T^3\).) - Estimate the spin-wave contribution to \(\Delta M/M_0\) at \(T=10\ \text{K}\) for a hypothetical simple-cubic ferromagnet with \(S=1\), \(J/k_B=10\ \text{K}\), \(a=3\ \text{Å}\).
Solution
\(D=2JSa^2=2(10\,k_B)(1)(3\times10^{-10})^2=2\times1.381\times10^{-22}\times9\times10^{-20}=2.49\times10^{-41}\,\text{J·m}^2\). \(k_BT=1.381\times10^{-22}\,\text{J}\). \(\frac{k_BT}{4\pi D}=\frac{1.381\times10^{-22}}{3.13\times10^{-40}}=4.41\times10^{17}\,\text{m}^{-2}\). \((4.41\times10^{17})^{3/2}=2.93\times10^{26}\,\text{m}^{-3}\). Times \(a^3=2.7\times10^{-29}\,\text{m}^3\): \(=7.9\times10^{-3}\). Then \(\frac{\Delta M}{M_0}=\frac{\zeta(3/2)}{S}\times7.9\times10^{-3}=2.612\times7.9\times10^{-3}\approx0.021\), about 2%. - Explain quantitatively why the Bloch \(T^{3/2}\) law fails in two dimensions by examining the convergence of \(\Delta M=\int d^2k/(e^{Dk^2/k_BT}-1)\) at small \(k\).
Solution
In 2D, \(\Delta M\propto\int_0^\Lambda \frac{2\pi k\,dk}{e^{Dk^2/k_BT}-1}\). As \(k\to0\), \(e^{Dk^2/k_BT}-1\approx Dk^2/k_BT\), so the integrand \(\sim\frac{2\pi k}{Dk^2/k_BT}=\frac{2\pi k_BT}{Dk}\), giving \(\int\frac{dk}{k}\), a logarithmic divergence at the lower limit. The number of thermally excited magnons is infinite for any \(T>0\), so no finite magnetisation survives — long-range order is destroyed. This is the Mermin–Wagner theorem: a continuous symmetry cannot be spontaneously broken at \(T>0\) in \(d\le2\) with short-range interactions. In 3D the extra factor of \(k\) in \(d^3k=4\pi k^2dk\) renders \(\int k^2dk/k^2=\int dk\) convergent, rescuing the \(T^{3/2}\) law.